Capital Compliance Experts

Capital Compliance Experts is a US consulting company specialising in money transmitter licensing and regulatory compliance. It supports both obtaining and maintaining money transmitter licences, and the building of a compliance system, including BSA/AML work and gap assessments.

Services

Four services are listed: money transmitter licensing, licence maintenance, BSA/AML, and compliance management systems with gap assessment. A gap assessment compares the existing programme with regulatory expectations and lists what is missing, while a compliance management system turns policies into procedures that can be tested. Licence maintenance matters because state licences require renewals, reports and notifications after the grant.

Location and market

The address is 5704 Lonetree Blvd., Rocklin, CA 95765. The United States is the only market named. The legal entity, founding year and the list of states served are not described.

Who it suits

The company suits payment, remittance and fintech businesses that need state money transmitter licences or want to rebuild their compliance programme before a regulatory examination. Fees and timelines are not published and should be agreed with the company at the start.